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Plan check resubmittals: who pays for the second, third and fourth round of comments?

Who pays for plan check resubmittals depends on why the comments came back — a gap in the firm’s own drawings, a reviewer’s new reading of the code, or a change or missing fact on the client’s side — and when nobody sorts the comments by cause, the firm pays for all of them, because the hours land on the construction-documents fee. The city’s side is well covered by building-department pages. This guide covers the firm’s side: what a standard owner–architect agreement treats as basic service and what it treats as extra, the line a proposal can carry before the first submittal, two state statutes that put a clock on both sides of the counter, and a count of comment rounds per permit set that shows how many were ever billed. Lumina is not an architecture or engineering firm, and nothing here is legal advice; ask the firm’s attorney about any specific agreement.

By , founder of Lumina Business Advisory · Updated · Sources checked · Editorial standards

Who pays for plan check resubmittals: three causes, three answers

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Answer it in the Self-Audit

Start with what is already in the fee. Under AIA Document B101–2017, Section 3.1.5 has the architect contact the authorities that must approve the construction documents and respond to the design requirements those authorities impose, and Section 3.1.6 has the architect assist the owner with the filings needed for their approval. Answering a reviewer’s comments is part of Basic Services under the standard form. The question is not whether the firm answers comments, but which rounds, and which comments, the fee was ever sized to cover.

Section 4.2 then draws the line that sorts the rest. Additional Services entitle the architect to compensation, except for services required by the architect’s own fault, and Section 4.2.1 lists those needing the owner’s written authorization first. Read against plan-check comments, that gives three causes:

  • The firm’s own gap. A missing detail, an uncoordinated consultant sheet, a code section the drawings should have met. Fixing it is the firm’s cost, correctly, and the useful number is how many rounds it caused.
  • The reviewer’s new reading, or a new code. Section 4.2.1 lists services needed because of an unforeseen enactment or revision of codes, and edits needed because an official interpretation contradicts one the authority gave before the permit, or contradicts documents prepared to the standard of care. Those are Additional Services under the standard form, with notice and written authorization.
  • The client’s change or missing fact. A program change after the first submittal, a survey or geotechnical report that arrived late, an owner decision not made in time. Section 4.2.1 lists those too.

Agreements vary — an edited standard form, a client’s own contract — and the section numbers above are the standard 2017 text. What carries over to any agreement is the sorting: every comment belongs to one of the three causes, and only one of them is the firm’s to absorb.

What the proposal can say before the first submittal

The cheapest place to settle who pays is the proposal. A line that names what the fee covers — for example, responses to one round of plan-review comments per permit set, with later rounds caused by owner changes or new code interpretations billed hourly — gives the project manager something to point at when the third letter arrives. The number of rounds is the firm’s choice; the point is that a number exists.

In California, a procedure for extra work is a contract requirement in its own right. Business and Professions Code section 5536.22(a)(5) requires an architect’s written contract to include “a description of the procedure that the architect and the client will use to accommodate additional services and contract changes,” and section 6749(a)(4) requires engineers’ contracts to describe the procedure for additional services, each with its listed exemptions. A plan-check line is one concrete piece of that procedure.

The client’s own permit fees are a separate bill. The City of Long Beach, for example, says on its plan review page that revisions made to address its plan reviewers’ comments before approval are not charged additional plan review fees, while revisions made for other reasons may be. The applicant pays the city; the firm’s fee is a different agreement. Confusing the two in a client conversation helps nobody.

The clocks: statutes that time both sides of the counter

Two states show how much a resubmittal can depend on dates. In Florida, section 553.792 sets the local government’s review deadlines for many building permits. Under subsection (1)(f), a local agency that finds an application fails to satisfy the Florida Building Code can avoid the statute’s fee reductions by sending written notice, within those deadlines, that states the reasons. The notice must also tell the applicant it has 10 business days to submit revisions, and that failure to correct the application within 10 business days will result in a denial. Under (1)(g), once revisions arrive within that window, the agency has 10 business days to approve or deny unless the applicant agrees in writing to more time.

In California, Government Code section 65913.3 applies to postentitlement phase permits — building permits among them — for housing development projects. After an application is deemed complete, the agency must either approve it or, if it is not compliant, “return in writing a full set of comments to the applicant with a comprehensive request for revisions,” within 30 business days for projects of 25 units or fewer and 60 business days for 26 or more, with exceptions written into the section.

For the firm, these statutes are not a legal strategy; they are calendar entries. A Florida comment letter starts a ten-business-day response clock that the project manager has to see on the day it arrives. A California housing project’s comment letters can be checked for dates and completeness against the statute. Whether a particular letter meets either statute is a question for the firm’s or the client’s attorney.

Count the rounds: comment letters per permit set, and how many were billed

Before rewriting proposals, find out what the last year of permits actually cost. The count needs the permit tracker or the jurisdictions’ portal history, the comment letters, time entries and invoices for the projects that went through plan review in the last twelve months.

  • One row per permit set: project, jurisdiction, first submittal date, and the date of each comment letter and each resubmittal.
  • For each round, the number of comments, and how many were sorted into each cause: the firm’s gap, a reviewer’s new reading or code change, the client’s change or missing information.
  • The hours coded to the project between the first comment letter and the permit, by discipline — including consultant sheets answered by the firm’s own engineers or passed to outside consultants.
  • Whether any round beyond the first produced an additional-services request, the date it went out and the amount billed.
  • Days from each comment letter to the resubmittal, against any statutory or contractual response window.

Illustrative example: a firm took 20 permit sets through review in a year. Twelve were approved after one round of comments. Eight needed two to four rounds, with about 300 hours of work after the first round. Sorted by cause, about a third of those hours traced to the firm’s own coordination gaps, and the rest to reviewer reinterpretations and owner changes — none of it billed. At a hypothetical $140 an hour, the billable share is about $28,000. Replace every number with the firm’s own. If the time entries cannot separate permit-response hours from construction-documents hours, that is the first finding.

A time code and a sorting rule that make the count automatic

Two small changes turn a once-a-year count into a weekly habit. The first is a time code — “Permit comments, round 2,” “round 3” and so on — so the hours stop disappearing into the construction-documents phase. The second is a sorting rule: whoever logs a comment letter tags each comment with its cause on the day it arrives, before anyone starts drawing.

Then the money follows the tag. Comments tagged as the firm’s own gap are fixed and counted, and the count goes to whoever runs quality control, because it is the cheapest feedback a firm can get. Comments tagged as a reviewer’s new reading or a client change go to the principal who signed the agreement, with an hours estimate, so the notice and the written request go out before the work rather than after it. Engineering consultants’ comments follow the same rule under their own agreements: a structural or MEP firm working for the architect has its own scope and its own rounds to count.

None of this needs new software. A column in the permit tracker, a time code and a named person do the work.

When not to hire anyone — and when to call an attorney

If a year of permits produced a handful of second rounds, nobody needs a consultant. Add the time code, add the proposal line, and recount after the next few permits. A firm that works in one jurisdiction with one reviewer it knows well may already settle these in a phone call.

Call the firm’s attorney rather than a consultant when there is a live dispute — a client refusing to pay for rounds caused by its own program change, an agreement that names no procedure for extra work in a state that requires one, or a question about whether a city met a statutory deadline. We give no legal advice and read no agreement for its legal effect.

If plan-check rounds are one of several places fee slips between the signed agreement and the cleared payment — next to additional services drawn on a verbal yes, construction administration run past its fee and invoices paid months late — that is where an architecture & engineering business consultant earns a fee, and it is what the Revenue Review counts. It takes two weeks, with read-only access to agreements, the permit tracker, time entries, invoices and the aging; drawings and models stay where they are. It ends in a written report with a monthly dollar figure wherever the records support one, a ranked list of fixes and a 90-day plan. We are not architects or engineers, and there is no published A/E client case study on this site yet. The next step is a free 20-minute call that says plainly when the arithmetic does not justify the fee.

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Asked right after

Do architects charge for plan check corrections?
It depends on the agreement and the cause. Under the standard AIA B101–2017, responding to the authorities’ design requirements is part of Basic Services, work caused by the architect’s own error is not compensated, and work caused by owner changes, new codes or certain new official interpretations is an Additional Service that needs the owner’s written authorization. A proposal that states how many comment rounds the fee covers settles most of the question in advance.
Who pays the city’s fee for a plan check resubmittal?
The applicant pays the building department, under the jurisdiction’s own fee rules, and that is separate from the design firm’s fee. Rules differ by city: Long Beach, for example, says it does not charge additional plan review fees for revisions that address its reviewers’ comments before approval, but may for revisions made for other reasons.
How many rounds of plan check comments should a design fee include?
There is no standard number, and no neutral survey to borrow one from. The firm’s own history is the better guide: count comment rounds per permit set by jurisdiction over the last year, see how many traced to each cause, and set the number in the proposal from that.
How long does an applicant have to respond to plan review comments in Florida?
Under Florida Statutes section 553.792(1)(f), a written notice of the reasons an application fails to satisfy the code must state that the applicant has 10 business days to submit revisions, and that failure to correct within 10 business days will result in a denial. Local rules and the specific permit type matter; check the notice and ask counsel about a specific case.
Is a plan reviewer’s new code interpretation an additional service?
Under the standard B101–2017, Section 4.2.1 lists edits needed because an official interpretation contradicts one the authority gave before the permit, or contradicts documents prepared to the standard of care, as Additional Services requiring notice and written authorization. Whether a particular comment qualifies depends on the agreement actually signed and the facts.

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